Career Center

    General Function Under limited supervision, investigates alleged instances of misconduct under CFP Board’s Code of Ethics and Standards of Conduct and, where appropriate, prosecutes misconduct before CFP Board’s Disciplinary and Ethics Commission.   Essential Functions Efficiently and effectively investigates, researches, and analyzes alleged violations of CFP Board’s Code of Ethics and Standards of Conduct Provides guidance to Senior Analyst, Enforcement, Counsel, Enforcement and other department personnel on the handling of investigations and complaints Identifies and expedites target